Role purpose
assurance roles are responsible for conducting independent internal compliance reviews across all lines of business (lobs), consulting with peers in the second line of defence (risk stewards) at the global, regional, country, and business levels. These reviews assess the consistency, efficiency, and effectiveness of those risk stewards and their teams in assisting the lobs and functions to understand, manage, and mitigate compliance and reputational risk.
the remit may range from a small geographic area or country to global for a function or global business line.
main activities
* supporting and producing management information and reports for the function.
* assisting with tracking the completion of reviews by the global assurance team (gat) and regional assurance teams.
* assisting with analysing assurance performance and identified areas of rc risk.
* supporting control activities, such as reviews of the quality of assurance documentation.
* helping to develop and maintain global assurance's review templates and other tools, including the global assurance plan review and update process.
* facilitating the assurance management committee (manco) and undertaking secretariat duties.
* assisting in the annual resource management process and supporting the cost centre manager for the function.
* coordinating ad hoc business management activities as requested by line management.
* supporting line management in the production of the annual global assurance plan.
* undertaking ad hoc project and analysis work as requested by line management.
* proactively suggesting ideas for enhancements to the team's activities.
#j-18808-ljbffr