Job title
regulatory compliance advisor & risk manager
main activities
* identify controls, assess their effectiveness and review risk mitigation plans with a focus on asset management, insurance, investment, and wealth management.
* act as part of the second line of defense, providing oversight, monitoring, and guidance on risk management and compliance frameworks across back‑office operations and serve as the initial point of escalation for team members.
* support decisions through advice, counsel, or services in the area of specialization.
* directly influence the operational effectiveness of the functional unit.
* coordinate projects; typically working on large, moderately complex projects or assignments.
* provide leadership responsibility for a team.
* accountable for delivery against prescribed targets, budgets, and resourcing, and responsible for volume, quality, and timeliness of end results.
* adhere to and actively support established policies and procedures within the team.
* support change initiatives and embed them within the team.
* knowledge of banking u.s. regulations is desirable.
qualifications
* knowledge in wealth and personal banking, asset management, insurance, broker houses, and investment funds.
* 3–5 years of experience, with at least 1 year in regulatory compliance.
* advanced english proficiency.
* risk stewardship and regulatory compliance experience.
* stakeholder management skills.
* communication skills, critical thinking, and time management.
* academic background in administration, law, engineering, or accounting.
benefits
at hsbc we offer our colleagues a greater number of days so that they can fully enjoy their wedding, take care of a new family member, or grieve the loss of a family member. Our paid leave package is at the forefront in mexico, allowing you to live a culture of well‑being, balance, and care.
issued by
hsbc electronic data processing (méxico) private ltd.
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