If you're looking for a career where you can make a
real impression, join our global service center (gsc)- hsbc and
discover how valued you'll be.
we are currently seeking an
experienced professional to join our team in the role of compliance
assurance manager role purpose: this is a role within compliance
assurance (ca), which provides assurance activities over regulatory
compliance (rc) and financial crime (fc) risks.
the role
contributes to the global standardised ca approach, which is
aligned to the bank's risk management framework (rmf).
it is
responsible for contributing to the delivery of end-to-end
assurance work over rc and fc risks and controls.
it is a subject
matter expert on adequately assessing the effectiveness of risk
management activities to meet industry standards, country
regulatory obligations and bank policy.
the role holder will be
required to lead testing and contribute to assurance reviews across
banking products across the region and manage effective
relationships with key internal and business stakeholders.
the role
holder will not have direct line management responsibility, but may
from time to time lead other individuals in ca in the delivery of
assigned work.
main activities: - support the design and execution
of assurance activities, ensuring that all relevant standards,
policies and procedures are met.
- customize and localize standard
test scripts and then evaluate assigned controls for design and
operating effectiveness, raise issues as appropriate.
- ensure that
assigned control assessments are accurate, effective, abide by rcas
& ca procedures and templates, and meet quality control
requirements.
- ensure that assigned control assessments are
delivered on time, in accordance with the ca assessment plan.
-
supervise the delivery of assigned control assessments using
experience and knowledge to intervene and redirect testing as
required, resolving, or redirecting escalations as required.
-
manage control owners and other stakeholders, ensuring the success
of each assigned reviews, minimizing contention where possible and
requesting support, where deemed necessary.
- manage the
documentation of distinct control types, covering key aspects, such
as remit, main processes, and handovers to other teams.
- ensure
that issue owners complete sufficient root cause analysis for all
material issues and have appropriate remediation plans in place.
-
support the vps of the ca global service center mexico in
fulfilling their ca responsibilities as required, including
resource augmentation, planning forthcoming reviews, drafting
issues, contributing to the development of procedures and
templates.
requirements - minimum of 3 to 5 years of experience in
risk or control aspects gained within any of the 3 lines of defense
functions (e.g.
product control / finance, market risk, regulatory
compliance, front office, markets operations, model risk,
counterparty credit risk, markets surveillance, internal audit,
etc.)
- business proficiency in english.
- minimum of a bachelor's
degree in finance, statistics, economics, banking, business or
similar degrees with focus on capital markets and investment
management.
- desirable understanding basic of sql.
- strong
knowledge in data base management.
- have the experience of
building system understanding by reaching out all the stakeholders,
requirement gathering to meet regulatory standards, building a
validation/testing plan, testing the enhancements, and owning and
ensuring the product quality through its life cycle.
- experience
of problem solving, conflict resolution by suggesting innovative
solution, should the project struggle to move forward.
- strong
documentation skills and project coordination - demonstrate
analytical thinking, sound judgment, critical analysis, attention
to detail and provide value-added advice.
- strong communication
and presentation abilities (written and verbal) as well as the
ability to deliver information in an understandable manner you'll
achieve more when you join hsbc!
at hsbc we offer our colleagues a
greater number of days so that they can fully enjoy their wedding,
take care of the new member of the family, or grieve the loss of a
family member.
our paid leave package is at the forefront in
mexico, now you have one more reason to be hsbc and proudly live a
culture of well-being, balance and care hsbc is an equal
opportunity employer committed to building a culture where all
employees are valued, respected and opinions count.
we take pride
in providing a workplace that fosters continuous professional
development, flexible working and, opportunities to grow within an
inclusive and diverse environment.
we encourage applications from
all suitably qualified persons irrespective of, but not limited to,
their gender or genetic information, sexual orientation, ethnicity,
religion, social status, medical care leave requirements, political
affiliation, people with disabilities, color, national origin,
veteran status, etc., we consider all applications based on merit
and suitability to the role.
personal data held by the bank
relating to employment applications will be used in accordance with
our privacy statement, which is available on our website.
*issued
by hsbc electronic data processing (méxico) private
ltd*