Role purpose
as our senior audit manager, you will manage and execute audit activities across international wealth and personal banking business, to include front offices, trading, transactional banking, portfolio management and insurance. Provides independent, objective assurance over the group’s internal control framework and assists business line management by bringing a systematic, disciplined approach to the evaluation and improvement of the effectiveness of risk management, control and governance processes. Oversees monitoring and continual assessment of strategic, credit, operational and other risks from business activities
main activities
assist in the development of the annual audit plan and manage the successful completion of the plan; identify audit process improvements to increase productivity, efficiency and contribution to economic profit without impacting effectiveness
manage a team of audit professionals including career development, training and recruiting efforts focus on staff needs
manage a continuous audit program for the businesses assigned and ensure results are used in audit planning and timely escalation of real time issues
review and submit audit reports or conclusions for each audit conducted or supported, ensuring reports accurately reflect audit findings documented in audit working papers. Ensure related risks, conclusions and recommendations are reasonable and well based and all audit reports are prepared in an efficient, timely and concise manner
maintain the audit issues tracking database to ensure identified risks/issues are addressed by business management
ensure risk controls are designed effectively and operated in accordance with hsbc or regulatory standards and policies; and optimize relations with regulators by addressing any issues.
Contribute to the wider development of global internal audit, through collaborating with