Role purpose
as our senior audit manager, you will manage and execute audit activities across the finance areas, notably treasury, including liquidity risk management, interest rate risk management, capital and other regulatory stress testing, regulatory reporting, and financial reporting. You will provide independent, objective assurance over the group’s internal control framework and assist business line management by bringing a systematic, disciplined approach to the evaluation and improvement of the effectiveness of risk management, control, and governance processes. Additionally, you will oversee monitoring and continual assessment of finance, treasury, strategic, and other risks from business activities.
main activities
1. contribute to, and support the completion of, the annual audit plan.
2. lead or participate in individual audits to ensure proper planning, execution, and finalization of the scope, approach, resourcing, and logistics.
3. maintain the audit issues tracking database to ensure risks/issues are addressed by management.
4. assist in developing the annual audit plan and manage its successful completion; identify process improvements to enhance productivity and efficiency without compromising effectiveness.
5. manage a continuous audit program for assigned businesses, ensuring results inform planning and escalate issues promptly.
6. review and submit audit reports, ensuring accuracy, clarity, and timely delivery, with findings supported by audit work papers.
7. ensure risk controls are effectively designed and operated in accordance with hsbc or regulatory standards, and maintain good relations with regulators by addressing issues proactively.
8. collaborate effectively with multiple stakeholders, including global finance first and second line teams.
9. complete audit assignments efficiently, adhering to internal standards, industry practices, and regulatory requirements.
10. contribute to the development of global internal audit by collaborating with other teams, leveraging data analytics, agile techniques, and innovations to improve audit efficiency and effectiveness.
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