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Testing senior manager, risk and control oversight office

HSBC
Publicada el 27 julio
Descripción

Role purpose

the risk control oversight office (rcoo) was established to operate the enhanced enterprise control transformation programme (eectp), aiming to demonstrate an effective and sustainable control environment for all key risks, considering the inherent risk of the business. Effective issue management and risk control management are central to this success.

the risk management framework (rmf) sets the standards for how business and functions should operate to manage risk and controls effectively. The eectp required strengthening these standards to support close monitoring of activities and validation of evidentiary documentation, ensuring standards are maintained.

the rcoo testing manager will scope and execute controls testing to support the business in designing and embedding a robust control framework. You will assist the risk and control oversight office senior manager in executing controls testing across various business units and functions, ensuring controls are adequate and effective.

main activities

* support the implementation of controls testing programs.
* lead reviews evaluating the design and effectiveness of controls.
* escalate concerns about control effectiveness promptly to line management and senior management.
* demonstrate advanced communication and stakeholder management skills.
* lead remediation activities related to control gaps and weaknesses.
* work independently, managing pressure and tight deadlines.
* provide control testing across various non-financial and financial risks within mexico, including operational and resilience risk (orr), model risk, wholesale credit risk (wcr), retail credit risk (rcr), insurance risk, financial crime risk, and regulatory compliance risk.
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