Execution regulatory & operational risk analyst
country: mexico
- oversight the teams managed to ensure that the operations/transactions/alerts monitoring and controls performance of different geographies of scib
- ensure all fcops and ce alerts reviews are tracked, recorded, and stored in line with internal policy, operational procedures and records management requirements.
- ensure timely, efficient escalation of possible suspicious activities to the appropriated aml and compliance global/local level.
- escalate any queries regarding a potential sanctions link or heightened areas of fc risk outside of the fcops&ce process (i.e., cdd) to general clm manager and/or fcops director as a first point of escalation.
- timely execution of instructions received from aml compliance officers or regulators.
- ensure the quality of the process performed for the different teams following the fcops and ce internal qc plan.
- as an aml and compliance expert provide direction and guidance to employees on appropriate remediation action for all accounts.
- assist in the development of in-person aml/ctf, sanctions, compliance and operational risk training for new and existing employees.
- control the execution of the weekly, bi-weekly, monthly, and quarterly reports or mi (kpi/kri) to fcops director.
- promptly and accurately prepare scheduled reports on workload status, highlighting emerging issues to the fcops director.
- contribute to the on-going improvement of fcops and ce monitoring including the review and refinement of processes and systems.
- assist in the creation, development, and review of fcops and ce procedures
- assist in identifying systemic procedural weaknesses and additional training requirements for the fcops and ce process.